(Course provided by email as file to save or print off.)
CPD Credit Hours: 1
Provincial Life Credits: 1 credit in BC, AB, SK, MB, ON
Provincial A&S Credits: 1 credits in BC, AB, SK, MB, ON
CFP® Certificant: .5 credit (Financial Planning); .5 credit (Practice Management)
Institute Credits: 1
Quebec Credits: CSF: 1 PDU (1 Compliance)
CECAP / IIROC: 0.75 credits (Compliance)
In 2019 FINTRAC introduced new guidance on the issue of how to recognize a suspicious transaction and possible indicators of money laundering and/or terrorist financing activity. This course covers your new requirements so that you will understand when a suspicious transaction report should be submitted. Your reporting is a compliance issue and the right, ethical, thing to do. The intelligence you provide may be the basis for action taken by FINTRAC or other authorities.
Make sure you understand what comprises “suspicion.” Learn other requirements and better understand who is a Politically Exposed Foreign Person in this easy-to-read course.