Provincial Life Credits: 1 credit (BC, AB, SK, MB, ON)
Provincial A&S Credits: 1 credit (BC, AB, SK, MB, ON)
CFP® Certificants: 1 credit (Professional Responsibility)
Institute Members: 1 credit (Ethics)
IIROC Credits: 1 credit (Compliance)
Quebec Credits: CSF: 1 PDU (Compliance)
RIBO: 1 credit (Ethics)
Being in the business of providing financial advice brings many challenges. This course identifies some specific challenges that come about in practice as conflicts arise and principles are tested. Do Your Best provides the mandatory professional responsibility credit required by the FP Canada for CFP® Certificants. However, all financial advisors can benefit from the course and its case studies.
Specifically, you will learn three options for dealing with conflict of interest, the ten tests to judge product information, some roadblocks that arise when it comes to to putting client interests first — and how they can be overcome.
Do Your Best is easy to read. It provides information that you can quickly learn from and apply to your role and responsibilities.