Provincial Life Credits: 5 credits (BC, AB, SK, MB, ON)
Provincial A&S Credits: 5 credits (BC, AB, SK, MB, ON)
CFP® Certificants: 5 credits (2 Professional Responsibility, 3 Practice
Institute Members: 5 credits (including 2 Ethics)
IIROC (CECAP): 5 credits (Compliance)
Quebec Credits: CSF: 5 Compliance
CFP Certificants need two Professional Responsibility credits as of 2020!
Here is your game plan to achieve the highest standards of professional responsibility.
The content of this course is organized around:
- Knowing the standards of conduct that apply to your job.
- Knowing your client.
- Practicing suitability.
- Disclosing relevant information.
- Refraining from conflict of interest.
Granted, these subjects are not new to you. Each is an objective to meet. This course digs deeper into these objectives. You will learn how to transition objectives into practice. Some short case studies illustrate concepts and help to complete knowledge and understanding.
Reading this course for continuing education credits is one step. Making ongoing reference to the content when confronted with difficult decisions is going to show you a way forward.