Provincial Life Credits: 2 credits (BC, AB, SK, MB, ON)
Provincial A&S Credits: 2 credits (BC, AB, SK, MB, ON)
CFP® Certificants: 2 credits (Financial Planning)
Institute Members: 2 credits
In this course, our author reviews the fundamentals of compliance and gives practical instruction on how to implement these fundamentals. He does not take this opportunity to lecture on wrongdoings and their consequences, but rather encourages the agent/advisor to follow practices that are going to be good for business!
Written in a down-to-earth style that addresses many of the practicalities agents face, the agent/advisor gets both the benefit of “why-to” and “how-to” in logical, easy-to-follow instructions and advice.